Investment Management Strategies

Goals-based strategies

Risk profile assessment

Rebalance strategies

Retirement Planning

Social Security strategies

Retirement plan investments

Retirement plan distributions

Retirement income strategies

Stock option grants or restricted stock

Life Transitions Strategies

Death of a loved one

Job change

Coping with Illness


Birth of a child


Sudden income


Education Planning

Education savings strategies

Invest for children or grandchildren

Identify tax-advantaged investments

Asset Preservation Strategies

Types of ownership; beneficiary designations

Family financial planning with next generation

Tax managed investment strategies

Risk/Insurance Planning

Adequate insurance protection

Management plan for incapacity/disability

Healthcare expense planning

Long-term care strategies

Charitable and Community Giving

Discuss various charitable techniques

Explore strategies to instill philanthropic values in the next generation

Cash Flow/Cash Reserve

Emergency funds

Cash alternatives